Canadian Securities Administrators

Results: 443



#Item
21Economics / Corruption / Canadian law / Canadian securities regulation / 73rd United States Congress / United States Securities and Exchange Commission / Autorité des marchés financiers / Securities Commission / Securities regulation in the United States / Financial regulation / Financial system / United States securities law

CANADIAN SECURITIES ADMINISTRATORSEnforcement Report Canadian Securities Administrators About the CSA

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Source URL: www.securities-administrators.ca

Language: English - Date: 2015-02-17 15:19:06
22Securities / 73rd United States Congress / United States Securities and Exchange Commission / United States securities law / Canadian securities regulation / Canadian Securities Administrators / Exempt market dealer / Ontario Securities Commission / Autorité des marchés financiers / Financial economics / Financial regulation / Financial system

The Ontario Securities Commission OSC Bulletin March 19, 2015 Volume 38, Issue), 38 OSCB

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Source URL: www.osc.gov.on.ca

Language: English - Date: 2015-03-20 13:35:27
23Financial system / Securities Commission / Canadian Securities Administrators / Self-regulatory organization / Law / Capital market / Regulation / U.S. Securities and Exchange Commission / Investment Industry Regulatory Organization of Canada / Financial regulation / Canadian law / Canadian securities regulation

Moving Toward the Canadian Securities Regulatory Authority IIAC/SIFMA Canada – U.S. Securities Markets Summit October 5, 2011 – New York

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Source URL: www.sifma.org

Language: English - Date: 2011-10-21 14:56:45
24S&P/TSX 60 Index / S&P/TSX Composite Index / Investment / Offshore finance / The Bahamas / Mitsubishi UFJ Financial Group / Collective investment scheme / Canadian Imperial Bank of Commerce / Scotiabank / Economy of Canada / Financial economics / Financial services

Securities Commission of The Bahamas Investment Fund Administrators licensed under the Investment Funds Act, 2003 Name

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Source URL: www.scb.gov.bs

Language: English - Date: 2014-12-11 15:23:33
25Ontario Securities Commission / British Columbia Securities Commission / Securities Commission / Government / Canadian Securities Administrators / Canadian securities regulation / Banking in Canada / Canadian Investor Protection Fund / Canada

Notice of commission approval of memorandum of understanding with respect to the canadian investor protection plan and notice of commission approval order of the canadian investor protection plan

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Source URL: www.osc.gov.on.ca

Language: English - Date: 2015-02-05 22:59:21
26Autorité des marchés financiers / Securities Commission / Canadian Securities Administrators / Government / Canada / Law / Canadian law / Canadian securities regulation / Securities Commission of New Zealand

Notice of Commission Approval of Memorandum of Understanding Respecting the Oversight of Exchanges and Quotation and Trade Reporting Systems

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Source URL: www.osc.gov.on.ca

Language: English - Date: 2015-02-05 22:58:33
27Ontario Securities Commission / Financial regulation / Securities Commission / Canadian Securities Administrators / Canada / Government / Law / Canadian law / Canadian securities regulation / Securities Commission of New Zealand

Notice mutual reliance review system memorandum of understanding

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Source URL: www.osc.gov.on.ca

Language: English - Date: 2015-02-05 22:59:15
28Securities Commission of New Zealand / Canadian Securities Administrators / Ontario Securities Commission / Self-regulatory organization / Linear regulator / Canada / Government / Financial system / Financial regulation / Canadian law / Canadian securities regulation

SRO Notices and Disciplinary Proceedings SCHEDULE “C” (c)

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Source URL: www.osc.gov.on.ca

Language: English - Date: 2015-02-05 22:58:45
29Economics / United States securities law / Mineral exploration / National Instrument 43-101 / Financial economics / Canadian securities regulation / Securities Act / Prospectus / Canadian Securities Administrators / Economic geology / Mineral economics / Financial regulation

Repeal and Replacement of NI[removed]

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Source URL: www.osc.gov.on.ca

Language: English - Date: 2012-08-26 21:09:05
30North American Securities Administrators Association / Business / Canadian securities regulation / U.S. Securities and Exchange Commission / Financial Industry Regulatory Authority / Investor education / Securities regulation in the United States / Security / Securities Commission / United States securities law / Financial regulation / Financial system

POSITION AND CANDIDATE SPECIFICATION NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION EXECUTIVE DIRECTOR Prepared by:

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Source URL: www.nasaa.org

Language: English - Date: 2015-01-28 08:41:59
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